Balanced Risk Model

Available at Orion Portfolio Solutions

Investment Objective and Strategy

The Ocean Park Balanced Risk Model has two investment objectives: to provide long-term total return and to limit volatility and downside risk.

The Strategy’s multi-asset diversification strategy employs unusually broad diversification across asset classes, markets, industries and issuers. A passive “buy and hold” strategy is not employed. As part of an integrated risk-management discipline, the Strategy monitors underlying holdings daily and applies a trailing stop discipline to each holding, based on a proprietary approach, to limit the impact of any sustained decline in a given asset class or holding. The overall asset allocation of the Strategy is not fixed. It can and does change significantly over time, re-allocating the portfolio in response to trend changes in the U.S. and global economy and in various investment markets.

Growth of $100,000 - After Fees

Updated Quarterly

Performance data quoted represents past performance and is not a guarantee of future returns.

Source of data is from December 31, 1994 to June 30, 2022

RESOURCES

Fact Sheets

Ocean Park | Fact Sheets

Orion Portfolio Solutions: Balanced Risk Model Fact Sheet

July 19, 2022

Balanced Risk Model Fact Sheet available at Orion Portfolio Solutions as of June 30, 2022.

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Literature

Ocean Park | Literature

Balanced Risk Model: Managing the Sequence of Returns in the Distribution Phase

February 1, 2022

This hypothetical portfolio illustration displays how the Ocean Park Balanced Risk Model compares to traditional portfolio blending strategies to create consistent increasing cash flow as of December 31, 2021.

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Literature

Ocean Park Asset Management | Literature

Investment Returns During Episodes of Rising Interest Rates (Balanced Risk Model)

May 16, 2022

Changes in interest rate levels are the primary driver of returns for U.S. Treasury bonds and high-quality corporate bonds. A sharp rise in long-term rates often leads to losses for investors in these “conservative” asset classes.

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Literature

Ocean Park | Literature

Historic Asset Positions: Balanced Risk Model

August 4, 2022

A look at how the Ocean Park Balanced Risk Model, available at Orion Portfolio Solutions, has tactically adjusted over the last 15 months as of June 30, 2022.

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Process in Motion

Ocean Park Asset Management | Process in Motion

Rules Based Process in Motion: Balanced Risk Model ending August 31 2022

September 9, 2022

Reflects how our investment process reacted, due to market movement.

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Literature

Ocean Park Asset Management | Literature

Performance Snapshot: Balanced Risk Model Through 8.31.2022

September 14, 2022

Performance Snapshot: Balanced Risk Model Through 8.31.2022

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OUR INVESTMENT PROCESS

The foundation of our investment process begins with two very simple goals:

Prevent large, unrecoverable losses and reduce volatility
Produce satisfying, risk-adjusted returns over a market cycle

Whether it be a diversiﬁed or single asset strategy, all Ocean Park programs are managed with the same goal-based approach.

Learn more about our
investment process

ALLOCATION POSITIONS

Monthly Allocation Positions Breakdown

Historical Allocation Positions Breakdown

† The benchmark for the Ocean Park Balanced Risk Model is the Morningstar Allocation — 15% to 30% Equity Category, which is comprised of portfolios which seek to provide both income and capital appreciation by investing in multiple asset classes, including stocks, bonds, and cash. These portfolios are dominated by domestic holdings and have equity exposures between 15% and 30%. One cannot invest directly in an index or category, and unmanaged index or category returns do not reflect any fees, expenses, or sales charges.