Moderate Allocation Strategy

Available on TAMP Platforms

Investment Objective and Strategy

The Ocean Park Moderate Allocation Strategy offers a diversified multi-asset portfolio suitable for investors with a moderate risk profile. The Strategy is unconstrained, tactically managed, and invests across global equity and fixed income markets. The Strategy aims to provide long-term total return while attempting to reduce losses during market downturns. The Strategy seeks to participate in upside performance by utilizing time-tested models and data-driven analysis. The Strategy attempts to reduce the impact of significant market declines using disciplined risk management and dynamically adjusting allocations. The overall asset allocation of the Strategy is tactical and changes significantly over time in response to changing trends in U.S. and global investment markets. A passive buy and hold strategy is not employed. The Strategy utilizes proprietary trailing stops to help limit the impact of any sustained declines of any underlying holding. With a focus on limiting drawdowns, the Strategy prioritizes risk management and capital preservation.

RESOURCES

Literature

| Literature

Disciplined Risk Management Across Our Strategies

September 7, 2023

See the range of strategies we offer to fit various risk profiles and the features that span them, including a global equity opportunity set, opportunistic and diversified fixed income, trailing stops, and the ability to shift to 100% cash.

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Literature

Ocean Park | Literature

Moderate Allocation Strategy Brochure

August 2, 2023

The Moderate Allocation Strategy seeks to enhance return with increased global stock exposure while providing investors integrated risk management disciplines.

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Fact Sheets

Ocean Park Asset Management | Fact Sheets

Q2 2023 Moderate Allocation Strategy Fact Sheet

August 7, 2023

Ocean Park Moderate Allocation Strategy Fact Sheet as of June 30, 2023.

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Process in Motion

Ocean Park Asset Management | Process in Motion

Rules-Based Process in Motion Snapshot: Moderate Allocation Strategy Ending August 31, 2023

September 13, 2023

Reflects how our truly tactical rules-based investment process reacted due to market movement through August 31, 2023.

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OUR INVESTMENT PROCESS

The foundation of our investment process begins with two very simple goals:

Prevent large, unrecoverable losses and reduce volatility
Produce satisfying, risk-adjusted returns over a market cycle

Whether it be a diversiﬁed or single asset strategy, all Ocean Park programs are managed with the same goal-based approach.

Learn more about our
investment process

ALLOCATION POSITIONS

Monthly Positions

Allocations are subject to change.

Historical Allocation Positions

Allocations are subject to change.

† The benchmark for the Ocean Park Moderate Allocation Strategy is the Morningstar Moderately Conservative Allocation Category, which is comprised of portfolios which seek to provide both income and capital appreciation by investing in multiple asset classes, including stocks, bonds, and cash. These portfolios are dominated by domestic holdings and have equity exposures between 30% and 50%. One cannot invest directly in an index or category and unmanaged index or category returns do not reflect any fees, expenses, or sales charges.