Moderate Allocation Strategy

Available on TAMP Platforms

Investment Objective and Strategy

The Ocean Park Moderate Allocation Strategy has two investment objectives: to provide long-term total return and to limit volatility and downside risk. The Strategy aims to provide investors a globally unconstrained, tactically managed balanced portfolio. The Strategy’s multi-asset diversification strategy employs broad diversification across equity and fixed income asset classes, markets, industries, and issuers. A passive "buy and hold" strategy is not employed. The overall asset allocation of the Strategy is tactical, not fixed. It can and does change significantly over time, re-allocating the Strategy in response to trend changes in the U.S. and global investment markets. As part of Ocean Park’s proprietary integrated risk-management methodology, the Strategy monitors each underlying holding daily, applying a proprietary trailing stop to each holding (other than the affiliated funds, which employ the same methodology internally) to help limit the impact of any further decline in that holding on the overall Strategy.

RESOURCES

Literature

Ocean Park | Literature

Moderate Allocation Strategy Brochure

May 31, 2022

The Moderate Allocation Strategy seeks to enhance return with increased global stock exposure while providing investors integrated risk management disciplines.

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Literature

Ocean Park | Literature

Moderate Allocation Strategy - Introductory Flyer

February 23, 2022

The Moderate Allocation Strategy seeks to enhance return with increased global stock exposure while providing investor integrated risk management disciplines.

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Fact Sheets

Ocean Park Asset Management | Fact Sheets

Q4 2022 Moderate Allocation Strategy Fact Sheet

January 26, 2023

Ocean Park Moderate Allocation Strategy Fact Sheet as of December 31, 2022.

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Process in Motion

Ocean Park Asset Management | Process in Motion

Rules-Based Process in Motion: Moderate Allocation Strategy Ending February 28, 2023

March 14, 2023

Reflects how our truly tactical rules-based investment process reacted due to market movement through February 28, 2023.

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OUR INVESTMENT PROCESS

The foundation of our investment process begins with two very simple goals:

Prevent large, unrecoverable losses and reduce volatility
Produce satisfying, risk-adjusted returns over a market cycle

Whether it be a diversiﬁed or single asset strategy, all Ocean Park programs are managed with the same goal-based approach.

Learn more about our
investment process

ALLOCATION POSITIONS

Current Positions

Allocations are subject to change.

Monthly Positions

Allocations are subject to change.

Historical Allocation Positions

Allocations are subject to change.

† The benchmark for the Ocean Park Moderate Allocation Strategy is the Morningstar Allocation — 30% to 50% Equity Category, which is comprised of portfolios which seek to provide both income and capital appreciation by investing in multiple asset classes, including stocks, bonds, and cash. These portfolios are dominated by domestic holdings and have equity exposures between 30% and 50%. One cannot invest directly in an index or category and unmanaged index or category returns do not reflect any fees, expenses, or sales charges.