Conservative Allocation Strategy

Available on TAMP Platforms

Investment Objective and Strategy

The Ocean Park Conservative Allocation Strategy has two investment objectives: to provide long-term total return and to limit volatility and downside risk.

The Strategy’s multi-asset diversification strategy employs broad diversification across asset classes, markets, industries and issuers. A passive “buy and hold” strategy is not employed. The overall asset allocation of the Strategy is tactical, not fixed. It can and does change significantly over time, reallocating the Strategy in response to trend changes in the U.S. and global investment markets. As part of Ocean Park’s integrated risk-management methodology, the Strategy monitors each underlying holding daily, applying a proprietary trailing stop to each holding (other than the affiliated funds, which employ the same discipline internally) to help limit the impact of any further decline in that holding on the overall Strategy.

RESOURCES

Literature

| Literature

Disciplined Risk Management Across Our Strategies

October 16, 2023

See the range of strategies we offer to fit various risk profiles and the features that span them, including a global equity opportunity set, opportunistic and diversified fixed income, trailing stops, and the ability to shift to 100% cash.

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Fact Sheets

Ocean Park Asset Management | Fact Sheets

Q3 2023 Conservative Allocation Strategy Fact Sheet

October 23, 2023

Ocean Park Conservative Allocation Strategy Fact Sheet as of September 30, 2023.

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Process in Motion

Ocean Park Asset Management | Process in Motion

Rules-Based Process in Motion Snapshot: Conservative Allocation Strategy Ending October 31, 2023

November 10, 2023

Reflects how our truly tactical rules-based investment process reacted due to market movement through October 31, 2023.

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Literature

| Literature

Performance in Times of Crisis: Ocean Park Conservative Allocation Strategy

April 24, 2023

Since 1987, we have helped individual investors weather the severest storms, including the 2008 financial crisis and major market sell-offs. Our Ocean Park Conservative Allocation Strategy demonstrates our successful approach.

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OUR INVESTMENT PROCESS

The foundation of our investment process begins with two very simple goals:

Prevent large, unrecoverable losses and reduce volatility
Produce satisfying, risk-adjusted returns over a market cycle

Whether it be a diversiﬁed or single asset strategy, all Ocean Park programs are managed with the same goal-based approach.

Learn more about our
investment process

ALLOCATION POSITIONS

Current Positions

Allocations are subject to change.

Monthly Positions

Allocations are subject to change.

Historical Allocation Positions

Allocations are subject to change.

† The benchmark for the Ocean Park Conservative Allocation Strategy is the Morningstar Conservative Allocation Category, which is comprised of portfolios which seek to provide both income and capital appreciation by investing in multiple asset classes, including stocks, bonds, and cash. These portfolios are dominated by domestic holdings and have equity exposures between 15% and 30%. One cannot invest directly in an index or category and unmanaged index or category returns do not reflect any fees, expenses, or sales charges.