Resources
Our goal is to build a relationship with you rooted in trust and transparency. To support this, we provide access to fact sheets, prospectuses, performance reports, and client-ready materials to help keep you informed.
Rules-Based Process in Motion Snapshot: Tactical Core Income Fund Ending April 30, 2026
Reflects how our truly tactical rules-based investment process reacted due to market movement through April 30, 2026.
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Rules-Based Process in Motion Snapshot: Balanced Risk Model Ending April 30, 2026
Reflects how our truly tactical rules-based investment process reacted due to market movement through April 30, 2026.
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Rules-Based Process in Motion Snapshot: Conservative Allocation Strategy Ending April 30, 2026
Reflects how our truly tactical rules-based investment process reacted due to market movement through April 30, 2026.
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Rules-Based Process in Motion Snapshot: Strategic Income Strategy Ending April 30, 2026
Reflects how our truly tactical rules-based investment process reacted due to market movement through April 30, 2026.
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Rules-Based Process in Motion Snapshot: Tactical Bond Strategy & Municipal Bond Strategy Ending April 30, 2026
Reflects how our tactical rules-based investment process reacted due to market movement through April 30, 2026.
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Performance Snapshot: PT Blend Series Through April 30, 2026
Performance analysis for Ocean Park PT Blend Series, approved for client use, and updated through April 30, 2026.
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Performance Snapshot: Strategies Through April 30, 2026
Performance analysis for a select number of Ocean Park Strategies, approved for client use, and updated through April 30, 2026.
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Performance Snapshot: Models Through April 30, 2026
Performance analysis for Ocean Park Models, approved for client use, and updated through April 30, 2026.
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Ocean Park Active ETFs: Performance Snapshot through April 30, 2026
Performance analysis for Ocean Park Active ETFs, approved for client use, and updated through Ocean Park Active ETFs: Performance Snapshot through April 30, 2026.
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Ocean Park Mutual Funds: Trailing Returns Performance Snapshot through April 30, 2026
Monthly performance analysis booklet for the Ocean Park Mutual Funds, updated through April 30, 2026.
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Ocean Park Tactical Bond Fund: Performance Snapshot through April 30, 2026
Monthly performance analysis booklet for the Ocean Park Tactical Bond Fund sourced through Morningstar, updated through April 30, 2026.
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Ocean Park Tactical Core Income Fund: Performance Snapshot through April 30, 2026
Monthly performance analysis booklet for Ocean Park Tactical Core Income Fund sourced through Morningstar, updated through April 30, 2026.
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Ocean Park ETF Models: Performance Snapshot through March 31, 2026
Performance analysis for Ocean Park ETF Models, approved for client use, and updated through March 31, 2026.
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Performance Snapshot: SMA Programs Through March 31, 2026
Performance analysis for Ocean Park Programs, approved for client use, and updated through March 31, 2026.
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Ahead of the Curve: What the Warsh Era Means for Markets
Kevin Warsh’s ascendancy to Federal Reserve chair is much anticipated, but what will it mean for the markets?
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Is the Agg as Stable as You Think?
One of the reasons bonds are used to diversify portfolios is that they may provide less downside risk than stocks.
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Beyond the Agg
Explore how Ocean Park’s fixed income strategies go beyond the Bloomberg US Aggregate Bond Index to uncover broader opportunities and enhance portfolio diversification.
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Bull & Bear Markets – Strategic Income Strategy Analysis
See how Ocean Park’s Strategic Income Strategy performed in bull and bear bond markets.
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Bull & Bear Markets – Tactical Core Income Fund Analysis
See how Ocean Park’s Tactical Core Income Fund performed in bull and bear bond markets.
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Historical Correlation of Stocks and Bonds: Positive, Negative, or Variable?
Between 2001 and 2020, a 20-year pattern led to the false impression that stocks and bonds exhibit almost no correlation to one another. CIS Ryan Harder explores the historic correlation between stocks and bonds and highlights an asset class correlated to neither.
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Indexing vs Tactical in a Major Drawdown
How a tactical approach has fared against the Bloomberg U.S. Aggregate Bond Index’s largest and longest drawdown
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4 Key Issues Facing Advisors
A Q&A with Skip Schweiss, CEO of Ocean Park Asset Management
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The Curse of Complacency
Find out why markets may be underpricing the Middle East conflict
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Dangers Lurking Beneath the Surface of the U.S. Labor Market
Find out why financial markets may be underpricing labor market risk in 2026 in our CIO’s February Investment Insights.
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The Curse of High Expectations
In January’s Investment Insights, CIO James St. Aubin, gives his views on some of the major risks AI may present to the market.
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The 5-Question Risk Audit
Get Prepared for the Next Selloff
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Sales Support Territory Map
A single flyer that gives you quick access to the team of sales professionals servicing your territory.
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Navigating Our Solutions - Models
A comprehensive brochure that covers our investment process, the Ocean Park Models, and related resources.
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Firm Overview
An overview of our firm, philosophy, investment process, solutions, and investment team.
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Performance During Two Major Downturns: Ocean Park Conservative Allocation Strategy
A look at the Ocean Park Conservative Allocation Strategy during the 2008 financial crisis and major market sell-offs.
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Active ETF Brochure
Consider Ocean Park's active exchange traded funds (ETFs) that seek to limit downside risk and participate in market uptrends.
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A Comprehensive Product Offering - Models
The full list of the available Ocean Park Models.
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Tactical Bond Fund Brochure
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Tactical Bond Strategy Brochure
An alternative approach to a traditional asset class.
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2025 Capital Gains Distributions
Dated: December 31, 2025
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PT Blend Series Brochure
Ocean Park's PT Blend Series brochure.
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Navigating Our Solutions
An all-in-one brochure that covers our core beliefs, investment process, funds, and strategies.
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The PT Blend Series
Ocean Park's PT Blend Series flyer.
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Beneficiary Individual Retirement Account (IRA) Custodial Agreement and Disclosure Statement
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Beneficiary ROTH Individual Retirement Account (IRA) Custodial Agreement & Disclosure Statement
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Coverdell Education Savings Account (ESA) Application
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Coverdell Education Savings Account (ESA) Custodial Agreement and Disclosure Statement
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Form ADV Part 2A
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Form ADV Part 2B
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Form CRS
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Individual Retirement Account (IRA) Custodial Account Adoption Agreement
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Individual Retirement Account (IRA) Custodial Account Agreement and Disclosure Statement
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Individual Retirement Account (IRA) Transfer of Assets Form
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Investor Privacy Policy
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Mutual Fund Account Application & Privacy Notice
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Non-Qualified Transfer of Assets Form
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ROTH Individual Retirement Account (IRA) Custodial Agreement and Disclosure Statement
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SIMPLE Individual Retirement Account (IRA) Custodial Account Adoption Agreement Application
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SIMPLE Individual Retirement Account (IRA) Custodial Account Agreement and Disclosure Statement
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Wrap Fee Program Brochure
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Q1 2026 Quarterly Market Perspective and Portfolio Update
Q1 2026 gave investors a lot to absorb — geopolitical conflict, volatility, a Fed that's in no hurry to cut, and in our view, a fixed income opportunity that's finally hard to ignore. Join our investment team for a one-hour discussion that provides: portfolio perspective, market context, and advisor talking points.
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2025 Year End (Q4) Quarterly Webcast
Our Chief Investment Officer, James St. Aubin, discusses Q4 market conditions and the outlook for 2026, including valuations, rates, inflation, and the role of AI.
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Building the Whole Family Relationship Webcast
Bill Cates, Host of the Top Advisor Podcast, explores how advisors can use “generational diversity” to strengthen their relationships with client families.
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Q3 2025 Quarterly Webcast
CIO James St. Aubin shares insights on economic themes and market drivers shaping Q3—from interest rates and equity volatility to opportunities in fixed income.
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Mid-Year (Q2) 2025 Quarterly Webcast
CIO James St. Aubin unpacks key Q2 2025 market trends, while our chief strategist shows how Ocean Park adapted with rules-based strategies.
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The Core Fixed Income Challenge: Muting the Sounds of Intellectual Noise
Why fixed income market calls—especially since 2022—have proven to be unreliable, and what potential strategies and solutions advisors may have.
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NASDAQ Just for Funds: Managing Risk in Volatile Markets
James St. Aubin, CIO at Ocean Park Asset Management, joined Nasdaq’s Just for Funds to discuss the firm’s distinctive risk-managed investment approach.
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FintechTV: Markets see back and forth trading in April amid tariff uncertainty
James St. Aubin, CIO & Portfolio Manager at Ocean Park Asset Management, joins Remy Blaire to take us through the rollercoaster S&P 500 price action and what it says about market sentiment.
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CIO Insights Special Update: April 8, 2025
James St. Aubin discusses recent financial market volatility triggered by President Trump's hawkish tariff announcement.
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TAMPs: The Value of Outsourcing
Regional Director, Tiana Brenneise, speaks about the value of outsourcing.
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NASDAQ Just for Funds: Navigating Market Risks with Ocean Park’s New ETFs
Danielle Retsky from Nasdaq interviews James St. Aubin, the Chief Investment Officer of Ocean Park Asset Management.
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About Us
Since 1989, our founders' rules-based, buy-and-sell disciplines have sought to help investors limit downside risk, grow their wealth, and achieve their investment goals.
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