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Our relationship with you is built on trust and transparency. With an aim of keeping you thoroughly informed, we offer valuable information about our funds and more, below. Access our fact sheets, prospectuses, performance reports, and materials for use with clients.

Allocation Reports

 

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A sailboat glides through a vast blue ocean under clear skies. Text reads: "OCEAN PARK ASSET MANAGEMENT. RULES-BASED INVESTMENT PROCESS IN MOTION. Monthly Asset Allocations."

Rules-Based Investment Process in Motion Synopsis: Mutual Funds Through March 31, 2025

Reflects how our truly tactical, rules-based investment process reacted with regard to the Ocean Park Mutual Funds due to market movement over the past 18 months up through March 31, 2025.

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Sailboat gliding on calm blue water under clear sky; people aboard. Text reads: "OCEAN PARK ASSET MANAGEMENT. RULES-BASED INVESTMENT PROCESS IN MOTION. Monthly Asset Allocations. Available at Orion."

Rules-Based Investment Process in Motion Synopsis: Ocean Park Models Through March 31, 2025

Reflects how our truly tactical, rules-based investment process reacted with regard to the Ocean Park Models due to market movement over the past 18 months up through March 31, 2025.

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A sailboat with white sails glides on a calm, blue ocean under a partly cloudy sky. Text reads: "OCEAN PARK ASSET MANAGEMENT. RULES-BASED INVESTMENT PROCESS IN MOTION. Monthly Asset Allocations."

Rules-Based Investment Process in Motion Synopsis: Strategies Through March 31, 2025

Reflects how our truly tactical, rules-based investment process reacted with regard to the Ocean Park Strategies due to market movement over the past 18 months up through March 31, 2025.

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"Balanced Risk Model" by Ocean Park Asset Management displays asset allocations. Global Equities, High Yield Corp. Bonds, and Floating Rate Funds are highlighted across three months. Monthly allocations show varying percentages for financial assets.

Rules-Based Process in Motion Snapshot: Balanced Risk Model Ending April 7, 2025

Reflects how our truly tactical rules-based investment process reacted due to market movement through Rules-Based Process in Motion Snapshot: Balanced Risk Model Ending April 7, 2025.

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Chart detailing asset allocations in a financial strategy document by Ocean Park Asset Management. Key allocations include high-yield corporate bonds, floating rate funds, and multisector bond funds. Text: "Strategic Income Strategy," "Top asset allocations," among others.

Rules-Based Process in Motion Snapshot: Strategic Income Strategy Ending April 7, 2025

Reflects how our truly tactical rules-based investment process reacted due to market movement through April 7, 2025.

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Tactical Risk Spectrum 50 Fund overview chart shows top asset allocations over three months: global equities, floating rate funds, high-yield corporate bonds. Monthly asset allocations table details percentages for various securities. Text: "Ocean Park Asset Management."

Rules-Based Process in Motion Snapshot: Tactical Risk Spectrum 50 Fund Ending April 7, 2025

Reflects how our truly tactical rules-based investment process reacted due to market movement through April 7, 2025.

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Chart titled "Tactical Core Income Fund" by Ocean Park Asset Management, displays monthly asset allocations. Text highlights: "Floating Rate Funds," "High Yield Corp. Bonds," "Multisector Bond Funds." Percentages show changes over months.

Rules-Based Process in Motion Snapshot: Tactical Core Income Fund Ending April 7, 2025

Reflects how our truly tactical rules-based investment process reacted due to market movement through April 7, 2025.

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Ocean Park Asset Management document outlines tactical and municipal bond strategies, showing top asset allocations and monthly percentages. Main headings include Tactical Bond Strategy and Municipal Bond Strategy. Key allocations feature High Yield Corp. Bonds and Tax Free Municipal Bonds, both at 98%. Text includes disclaimers about market movements and changeable holdings.

Rules-Based Process in Motion Snapshot: Tactical Bond Strategy & Municipal Bond Strategy Ending April 7, 2025

Reflects how our tactical rules-based investment process reacted due to market movement through April 7, 2025.

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Chart of asset allocations showing percentages of various investment categories over three months. Dominant allocations include Global Equities, Floating Rate Funds, and High Yield Corp. Bonds. “Moderate Allocation Strategy” headline with text details.

Rules-Based Process in Motion Snapshot: Moderate Allocation Strategy Ending April 7, 2025

Reflects how our truly tactical rules-based investment process reacted due to market movement through April 7, 2025.

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Financial chart displays asset allocation strategy with text headings: “Conservative Allocation Strategy” and “Rules-Based Process in Motion.” Lists monthly allocations, e.g., Global Equities, High Yield Bonds, with percentages. Includes company name: Ocean Park Asset Management.

Rules-Based Process in Motion Snapshot: Conservative Allocation Strategy Ending April 7, 2025

Reflects how our truly tactical rules-based investment process reacted due to market movement through April 7, 2025.

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Grid chart depicting financial data from 2012 to 2023, showing various investment returns like "Preferred Stock," "Municipal," "Bank Loan," and others. The bottom section includes cumulative returns and metrics for different market sectors.

Tactical Core Income Fund Performance vs. Fixed Income Sectors Ending March 31, 2025

A visual view of the Ocean Park Tactical Core Income Fund performance against fixed income sectors from 2012 to 2024.

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Performance Reports

 

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A sailboat floats on clear blue water. Overlaid text reads: "Ocean Park Asset Management. Ocean Park Mutual Funds TRAILING RETURNS SNAPSHOT. National Sales Desk: 844-727-1813 oceanparkam.com."

Ocean Park Mutual Funds: Trailing Returns Performance Snapshot through April 30, 2025

Monthly performance analysis booklet for the Ocean Park Mutual Funds, updated through April 30, 2025.

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Sailboat sails on the ocean, right side, with blue background. Text: "OCEAN PARK ASSET MANAGEMENT. Ocean Park Tactical Bond Fund PERFORMANCE SNAPSHOT. National Sales Desk: 844-727-1813. oceanparkam.com."

Ocean Park Tactical Bond Fund: Performance Snapshot through April 30, 2025

Monthly performance analysis booklet for the Ocean Park Tactical Bond Fund sourced through Morningstar, updated through April 30, 2025.

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A sailboat glides on a calm sea under a clear sky. Text reads: "Ocean Park Tactical Municipal Fund PERFORMANCE SNAPSHOT. National Sales Desk: 844-727-1813 oceanparkam.com."

Ocean Park Tactical Municipal Fund: Performance Snapshot through April 30, 2025

Monthly performance analysis booklet for the Ocean Park Tactical Municipal Fund sourced through Morningstar, updated through April 30, 2025.

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A sailboat drifts on a vast ocean under a clear sky. Text: "Ocean Park Asset Management, Ocean Park Tactical Core Income Fund PERFORMANCE SNAPSHOT. National Sales Desk: 844-727-1813, oceanparkam.com."

Ocean Park Tactical Core Income Fund: Performance Snapshot through April 30, 2025

Monthly performance analysis booklet for Ocean Park Tactical Core Income Fund sourced through Morningstar. Updated through April 30, 2025.

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Ocean Park Active ETFs: Performance Snapshot through April 30, 2025

Performance analysis for Ocean Park Active ETFs, approved for client use, and updated through April 30, 2025.

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Table displays quarterly and annual returns for "Conservative Allocation Strategy" from 2004 to 2024 by OCEAN PARK ASSET MANAGEMENT. Includes gross and net values, with benchmarks up to 2023.

Conservative Allocation Strategy - Quarterly Returns vs. Annual Returns

Conservative Allocation Strategy - Quarterly Returns vs. Annual Returns (Q1 2025)

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Performance Snapshot: Models Through March 31, 2025

Performance analysis for Ocean Park Models, approved for client use, and updated through March 31, 2025.

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Performance Snapshot: SMA Programs Through March 31, 2025

Performance analysis for Ocean Park Programs, approved for client use, and updated through March 31, 2025.

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Performance Snapshot: Global Balanced Series Through March 31, 2025

Performance analysis for Ocean Park Global Balanced Series, approved for client use, and updated through March 31, 2025.

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A lighthouse stands on a rocky coastline under a clear blue sky. Text reads: "OCEAN PARK ASSET MANAGEMENT," "PERFORMANCE SNAPSHOT," "National Sales Desk: 844-727-1813," "oceanparkam.com."

Performance Snapshot: Strategies Through March 31, 2025

Performance analysis for a select number of Ocean Park Strategies, approved for client use, and updated through March 31, 2025.

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Client-Ready Materials

 

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Graph comparing yield (black line, right axis) and duration (blue line, left axis) of the Bloomberg U.S. Aggregate Bond Index from 1976 to 2025. Includes Ocean Park and JP Morgan branding.

Duration and Yield of the Bloomberg U.S. Aggregate Bond Index

This flyer shows the duration and yield of the Bloomberg U.S. Aggregate Bond Index from January 1, 1976 through March 31, 2025.

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Municipal Bonds are Anything but Boring

Municipal bonds are supposed to be boring, but we believe they’ve been anything but boring. The environment has created an opportunity for tax harvesting and for evaluating how you allocate to municipal bonds.

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Navigating Uncertainty

Special Update of Investment Insights: Chief Investment Officer, provides perspective on the evolving volatility of the global equity market.

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Tariff Tumult: Global Markets Tumble as Trump Imposes Sweeping Import Tariffs

Chief Investment Officer James St. Aubin speaks on the effects of President Trump's "Liberation Day" tariffs.

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Death of an Expansion Cycle

Investments take the escalator up, and the elevator down.

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Too Much of a Good Thing? Examining the Risks of America’s Growing National Debt

Chief Investment Officer James St. Aubin examines the risks of America’s growing national debt.

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Bull & Bear Markets – Strategic Income Strategy Analysis

See how Ocean Park’s Strategic Income Strategy performed in bull and bear bond markets.

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Bull & Bear Markets – Tactical Core Income Fund Analysis

See how Ocean Park’s Tactical Core Income Fund performed in bull and bear bond markets.

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Riding High, Looking Ahead: Markets at a Crossroads

Chief Investment Officer James St. Aubin reviews 2024 and shares relevant data regarding the 2025 economic and market outlook.

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Investment behavior guide displays emojis along a fluctuating graph. Most investors react emotionally to market cycles; successful investors show steady discipline. Core beliefs emphasize disciplined risk management, limiting drawdowns, tactical decision-making, and diversification. Text reads:**Ocean Park Asset Management**;**Our Core Beliefs Include:**; **A Focus on Limiting Drawdowns**; In times of high volatility and high emotion, our goal is to help clients avoid portfolio damaging decisions.; **The Importance of a Tactical Approach & Rules-Based Decisions**; We believe people and portfolios can benefit from the daily, tactical management of assets.; Rules - not predictions nor emotions - drive our investment decisions.; **Diversification plays an important role in Disciplined Risk Management**; Because we have a tactical, rules-based process, partnering with us can help provide diversity at the position level, allocation/sector level and at the manager level.; **Ability to Move to 100% Cash Exposure**; In times of turbulence and in absence of uptrends across our target investment opportunity set, our portfolios can tilt to 100% cash asset class exposure.; **An Emoji Guide to Investing**; **Most Investors**

Emotions of Investing

While “Most Investors” may be swayed by the market ups and downs, we believe the “Successful Investor” is someone who remains patient and disciplined, potentially leading to better financial outcomes.

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Historical Correlation of Stocks and Bonds: Positive, Negative, or Variable?

Between 2001 and 2020, a 20-year pattern led to the false impression that stocks and bonds exhibit almost no correlation to one another. CIS Ryan Harder explores the historic correlation between stocks and bonds and highlights an asset class correlated to neither.

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Ocean Park Asset Management presents a comparison table illustrating "Average" returns misinterpretation. It features two portfolios with differing calendar year returns, highlighting ending value differences. Includes a detailed explanation on annualized vs. average returns and compounding effect. Text: "Average" Returns Can Be Misleading; LOWER CALENDAR YEAR RETURN PORTFOLIO | HIGHER CALENDAR YEAR RETURN PORTFOLIO; STARTING VALUE $1,000,000; Year 1 - Year 10 values for each portfolio; Ending Value: $1,462,715 | $1,551,963; Average (Mean) Return: 4.1% | 7.0%; Annualized Return: 3.9% | 4.5%; Standard Deviation: 6.61 | 20.67; Difference Between Annualized Return and Average Return; Explanations starting with "Calculations of simple averages..." and "For example, if a mutual fund manager..."; oceanparkam.com

Average Returns Can Be Misleading

This flyer shows how average return numbers can be misleading vs. the more accurate annualized return when comparing various mutual funds.

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Fact Sheets

 

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Foundational Product Information

 

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Firm Overview

An overview of our firm, philosophy, investment process, solutions, and investment team.

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Sailboat racing on blue ocean waves; several large sails billowing in the wind. Background shows distant coastline. Text: "OCEAN PARK ASSET MANAGEMENT" and "Performance During Two Major Downturns Ocean Park Conservative Allocation Strategy."

Performance During Two Major Downturns: Ocean Park Conservative Allocation Strategy

A look at the Ocean Park Conservative Allocation Strategy during the 2008 financial crisis and major market sell-offs. 

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ETF Models Profile Page

Ocean Park ETF Models have two objectives, to provide total return and to limit exposure to downside risk.

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Commitment to Allocation Transparency flyer by Ocean Park Asset Management. Provides tools for client service: comprehensive monthly data, intermediate-term snapshot, long-term synopsis. Contact regional sales director for monthly report subscriptions.

Our Commitment to Allocation Transparency

We are committed to providing you with tools that make your life easier as an advisor. Among the many ways we achieve this are through the variety of asset allocation reports that we make available.

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A lighthouse stands on a rocky shoreline with waves crashing. Text reads: "Disciplined Risk Management. The Ocean Park Tactical Bond Strategy. An Alternative Approach to a Traditional Asset Class. OCEAN PARK ASSET MANAGEMENT".

Tactical Bond Strategy Brochure

An alternative approach to a traditional asset class.

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Risk-on vs. Risk-off: Tactical Bond Strategy

See risk-on and risk-off investments since the strategy's inception, as well as the percentage allocated to cash, January 2022 - December 2023.

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2024 Capital Gains Distribution Estimates

2024 Capital Gains Distribution Estimates

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Ocean Park ETF Profile

Ocean Park ETF Profile

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Futuristic stock market graphs overlay a blue background featuring data points and global maps. Text reads: "Ocean Park Tactical Risk Spectrum Fund Series," promoting fund types and "Disciplined Risk Management." At the bottom, "Ocean Park Asset Management" logo.

Tactical Risk Spectrum Fund Series

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Tactical Bond Fund Brochure

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A sailboat navigates through ocean waves with a sailor onboard. Text includes: "Our Tactical, Rules Based Investment Discipline," "Disciplined Risk Management," and "Ocean Park Asset Management."

Our Investment Process

An overview of our disciplined risk management investment process.

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Chart illustrates Tactical Core Income Mutual Fund's investment distribution (2012-2023), highlighting "Risk-On" and "Risk-Off" percentages. Text describes Ocean Park Asset Management's disciplined risk management and investment objectives for client wealth growth.

% Invested, Risk-on vs. Risk-off: Tactical Core Income Fund

See risk-on and risk-off investments since the fund's inception, as well as the percentage allocated to cash.

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Webcasts & Videos

 

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FintechTV: Markets see back and forth trading in April amid tariff uncertainty

FintechTV: Markets see back and forth trading in April amid tariff uncertainty

James St. Aubin, CIO & Portfolio Manager at Ocean Park Asset Management, joins Remy Blaire to take us through the rollercoaster S&P 500 price action and what it says about market sentiment.

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CIO Insights Special Update: April 8, 2025

James St. Aubin discusses recent financial market volatility triggered by President Trump's hawkish tariff announcement.

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TAMPs: The Value of Outsourcing

Director of National Accounts, Tiana Brenneise, speaks about the value of outsourcing.

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Quarterly Webcast Q3 2024

Our Chief Investment Officer and Chief Investment Strategist share their view of the latest trends and strategies shaping the investment landscape.

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NASDAQ Just for Funds: Navigating Market Risks with Ocean Park’s New ETFs

Danielle Retsky from Nasdaq interviews James St. Aubin, the Chief Investment Officer of Ocean Park Asset Management.

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CIO Insights: June 14, 2024

In June’s CIO Insights, James St. Aubin unpacks recent economic reports and the Fed’s June meeting in relation to the markets.

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About Us

Since 1989, our founders' rules-based, buy-and-sell disciplines have sought to help investors limit downside risk, grow their wealth, and achieve their investment goals.

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The Founders' Series, Episode 1 _ The Founders

The Founders' Series, Episode 1 | The Founders

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The Founders' Series, Episode 2 _ Meeting Of Minds

The Founders' Series, Episode 2 | A Meeting Of Minds

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The Founders' Series, Episode 3 _ Two Floppy Drives and a Westie

The Founders' Series, Episode 3 | Two Floppy Drives And a Westie

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The Founders' Series, Episode 4 | The Big Idea

The Founders' Series, Episode 4 | The Big Idea

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The Founders' Series, Episode 5 | Grassroots Growth: Windshields, Seminars, and Stamps

The Founders' Series, Episode 5 | Grassroots Growth: Windshields, Seminars, and Stamps

The Founders' Series, Episode 5 | Grassroots Growth: Windshields, Seminars, and Stamps

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