Resources Archive

Our goal is to build a relationship with you rooted in trust and transparency. To support this, we provide access to fact sheets, prospectuses, performance reports, and client-ready materials to help keep you informed.

Allocation Reports

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Tactical Risk Spectrum 50 Fund overview chart shows top asset allocations over three months: global equities, floating rate funds, high-yield corporate bonds. Monthly asset allocations table details percentages for various securities. Text: 'Ocean Park Asset Management.'

Rules-Based Process in Motion Snapshot: Tactical Risk Spectrum 50 Fund Ending September 30, 2025

Reflects how our truly tactical rules-based investment process reacted due to market movement through September 30, 2025.

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Chart titled 'Tactical Core Income Fund' by Ocean Park Asset Management, displays monthly asset allocations. Text highlights: 'Floating Rate Funds,' 'High Yield Corp. Bonds,' 'Multisector Bond Funds.' Percentages show changes over months.

Rules-Based Process in Motion Snapshot: Tactical Core Income Fund Ending September 30, 2025

Reflects how our truly tactical rules-based investment process reacted due to market movement through September 30, 2025.

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Financial chart displays asset allocation strategy with text headings: “Conservative Allocation Strategy” and “Rules-Based Process in Motion.” Lists monthly allocations, e.g., Global Equities, High Yield Bonds, with percentages. Includes company name: Ocean Park Asset Management.

Rules-Based Process in Motion Snapshot: Conservative Allocation Strategy Ending September 30, 2025

Reflects how our truly tactical rules-based investment process reacted due to market movement through September 30, 2025.

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Chart of asset allocations showing percentages of various investment categories over three months. Dominant allocations include Global Equities, Floating Rate Funds, and High Yield Corp. Bonds. “Moderate Allocation Strategy” headline with text details.

Rules-Based Process in Motion Snapshot: Moderate Allocation Strategy Ending September 30, 2025

Reflects how our truly tactical rules-based investment process reacted due to market movement through September 30, 2025.

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Ocean Park Asset Management document outlines tactical and municipal bond strategies, showing top asset allocations and monthly percentages. Main headings include Tactical Bond Strategy and Municipal Bond Strategy. Key allocations feature High Yield Corp. Bonds and Tax Free Municipal Bonds, both at 98%. Text includes disclaimers about market movements and changeable holdings.

Rules-Based Process in Motion Snapshot: Tactical Bond Strategy & Municipal Bond Strategy Ending September 30, 2025

Reflects how our tactical rules-based investment process reacted due to market movement through September 30, 2025.

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Balanced Risk Model by Ocean Park Asset Management displays asset allocations. Global Equities, High Yield Corp. Bonds, and Floating Rate Funds are highlighted across three months. Monthly allocations show varying percentages for financial assets.

Rules-Based Process in Motion Snapshot: Balanced Risk Model Ending September 30, 2025

Reflects how our truly tactical rules-based investment process reacted due to market movement through September 30, 2025.

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Chart detailing asset allocations in a financial strategy document by Ocean Park Asset Management. Key allocations include high-yield corporate bonds, floating rate funds, and multisector bond funds. Text: 'Strategic Income Strategy,' 'Top asset allocations,' among others.

Rules-Based Process in Motion Snapshot: Strategic Income Strategy Ending September 30, 2025

Reflects how our truly tactical rules-based investment process reacted due to market movement through September 30, 2025.

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Sailboat gliding on calm blue water under clear sky; people aboard. Text reads: 'OCEAN PARK ASSET MANAGEMENT. RULES-BASED INVESTMENT PROCESS IN MOTION. Monthly Asset Allocations. Available at Orion.'

Rules-Based Investment Process in Motion Synopsis: Ocean Park Models Through September 30, 2025

Reflects how our truly tactical, rules-based investment process reacted with regard to the Ocean Park Models due to market movement over the past 18 months up through September 30, 2025.

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A sailboat with white sails glides on a calm, blue ocean under a partly cloudy sky. Text reads: 'OCEAN PARK ASSET MANAGEMENT. RULES-BASED INVESTMENT PROCESS IN MOTION. Monthly Asset Allocations.'

Rules-Based Investment Process in Motion Synopsis: Strategies Through September 30, 2025

Reflects how our truly tactical, rules-based investment process reacted with regard to the Ocean Park Strategies due to market movement over the past 18 months up through September 30, 2025.

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Rules-Based Investment Process in Motion Synopsis: Active ETFs Through September 30, 2025

Reflects how our truly tactical, rules-based investment process reacted with regard to the Ocean Park Active ETFs due to market movement through September 30, 2025.

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A sailboat glides through a vast blue ocean under clear skies. Text reads: 'OCEAN PARK ASSET MANAGEMENT. RULES-BASED INVESTMENT PROCESS IN MOTION. Monthly Asset Allocations.'

Rules-Based Investment Process in Motion Synopsis: Mutual Funds Through September 30, 2025

Reflects how our truly tactical, rules-based investment process reacted with regard to the Ocean Park Mutual Funds due to market movement over the past 18 months up through September 30, 2025.

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Performance Reports

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A lighthouse stands on a rocky coastline under a clear blue sky. Text reads: 'OCEAN PARK ASSET MANAGEMENT,' 'PERFORMANCE SNAPSHOT,' 'National Sales Desk: 844-727-1813,' 'oceanparkam.com.'

Performance Snapshot: Strategies Through September 30, 2025

Performance analysis for a select number of Ocean Park Strategies, approved for client use, and updated through September 30, 2025.

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A red and white lighthouse stands on a rocky shore against a clear sky. Text reads: 'OCEAN PARK ASSET MANAGEMENT, PERFORMANCE SNAPSHOT. National Sales Desk: 844-727-1813, oceanparkam.com.'

Performance Snapshot: Models Through September 30, 2025

Performance analysis for Ocean Park Models, approved for client use, and updated through September 30, 2025.

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A red lighthouse stands amidst tall grasses under a blue sky. Text reads: 'OCEAN PARK ASSET MANAGEMENT,' 'PERFORMANCE SNAPSHOT,' 'National Sales Desk: 844-727-1813,' 'oceanparkam.com.'

Performance Snapshot: SMA Programs Through September 30, 2025

Performance analysis for Ocean Park Programs, approved for client use, and updated through September 30, 2025.

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Lighthouse stands amidst coastal dunes under clear sky. Text reads: 'OCEAN PARK ASSET MANAGEMENT. PERFORMANCE SNAPSHOT. National Sales Desk: 844-727-1813. oceanparkam.com.'

Performance Snapshot: Global Balanced Series Through September 30, 2025

Performance analysis for Ocean Park Global Balanced Series, approved for client use, and updated through September 30, 2025.

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Sailboat sails on the ocean, right side, with blue background. Text: 'OCEAN PARK ASSET MANAGEMENT. Ocean Park Tactical Bond Fund PERFORMANCE SNAPSHOT. National Sales Desk: 844-727-1813. oceanparkam.com.'

Ocean Park Tactical Bond Fund: Performance Snapshot through September 30, 2025

Monthly performance analysis booklet for the Ocean Park Tactical Bond Fund sourced through Morningstar, updated through September 30, 2025.

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A sailboat drifts on a vast ocean under a clear sky. Text: 'Ocean Park Asset Management, Ocean Park Tactical Core Income Fund PERFORMANCE SNAPSHOT. National Sales Desk: 844-727-1813, oceanparkam.com.'

Ocean Park Tactical Core Income Fund: Performance Snapshot through September 30, 2025

Monthly performance analysis booklet for Ocean Park Tactical Core Income Fund sourced through Morningstar. Updated through September 30, 2025.

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A sailboat glides on a calm sea under a clear sky. Text reads: 'Ocean Park Tactical Municipal Fund PERFORMANCE SNAPSHOT. National Sales Desk: 844-727-1813 oceanparkam.com.'

Ocean Park Tactical Municipal Fund: Performance Snapshot through September 30, 2025

Monthly performance analysis booklet for the Ocean Park Tactical Municipal Fund sourced through Morningstar, updated through September 30, 2025.

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Sailboat gliding on blue water with mountains in the background. Text: 'OCEAN PARK ASSET MANAGEMENT. Ocean Park Active ETFs PERFORMANCE SNAPSHOT. National Sales Desk: 844-727-1813, oceanparkam.com.'

Ocean Park Active ETFs: Performance Snapshot through September 30, 2025

Performance analysis for Ocean Park Active ETFs, approved for client use, and updated through September 30, 2025.

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A sailboat floats on clear blue water. Overlaid text reads: 'Ocean Park Asset Management. Ocean Park Mutual Funds TRAILING RETURNS SNAPSHOT. National Sales Desk: 844-727-1813 oceanparkam.com.'

Ocean Park Mutual Funds: Trailing Returns Performance Snapshot through September 30, 2025

Monthly performance analysis booklet for the Ocean Park Mutual Funds, updated through September 30, 2025.

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Client-Ready Materials

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Historical Correlation of Stocks and Bonds: Positive, Negative, or Variable?

Between 2001 and 2020, a 20-year pattern led to the false impression that stocks and bonds exhibit almost no correlation to one another. CIS Ryan Harder explores the historic correlation between stocks and bonds and highlights an asset class correlated to neither.

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Managing Downside Risk

We believe major market declines happen frequently enough to be an expected part of your clients’ long-term investment horizon.

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The 5-Question Risk Audit

Get Prepared for the Next Selloff

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1st page of the September 2025 edition of Ocean Park Investment Insights

Leap of Faith

In the September 2025 edition of our Investment Insights, James St. Aubin warns that the Fed faces a delicate balancing act: cutting rates too slowly risks recession, while moving too quickly risks reigniting inflation. Labor market cracks, persistent inflation, and market complacency amplify the policy dilemma.

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The Kevlar Economy

Ocean Park CIO James St. Aubin examines U.S. economic resilience and key market trends in this latest Investment Insights piece.

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Bull & Bear Markets – Strategic Income Strategy Analysis

See how Ocean Park’s Strategic Income Strategy performed in bull and bear bond markets.

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Bull & Bear Markets – Tactical Core Income Fund Analysis

See how Ocean Park’s Tactical Core Income Fund performed in bull and bear bond markets.

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What the Market is Focusing on and What it Could Be Missing

Ocean Park’s June 2025 Investment Insights highlights five key market themes, including reduced recession fears, resilient consumer spending, mixed labor signals, the disruptive impact of AI, and uncertainty around trade policy and Fed flexibility.

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Looking Beyond the Agg

Explore how Ocean Park’s fixed income strategies go beyond the Bloomberg US Aggregate Bond Index to uncover broader opportunities and enhance portfolio diversification.

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Navigating Uncertainty

Special Update of Investment Insights: Chief Investment Officer, provides perspective on the evolving volatility of the global equity market.

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Tariff Tumult: Global Markets Tumble as Trump Imposes Sweeping Import Tariffs

Chief Investment Officer James St. Aubin speaks on the effects of President Trump's "Liberation Day" tariffs.

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Too Much of a Good Thing? Examining the Risks of America’s Growing National Debt

Chief Investment Officer James St. Aubin examines the risks of America’s growing national debt.

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Fact Sheets

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Strategies

Models

Mutual Funds

Active ETFs

Foundational Product Information

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Turnkey Product Summary

A one page view of our product offerings for financial advisors.

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The Global Balanced Series

Ocean Park's Global Balanced Portfolios Series flyer.

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Navigating Our Solutions - Models

A comprehensive brochure that covers our investment process, the Ocean Park Models, and related resources.

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Global Balanced Series Brochure

Ocean Park's Global Balanced Portfolios Series brochure.

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A sailboat glides on blue waters under a clear sky, accompanied by another in the distance. Text: 'Defined Process. Differentiated Outcomes. OCEAN PARK ASSET MANAGEMENT Navigating Our Solutions.'

Navigating Our Solutions

An all-in-one brochure that covers our core beliefs, investment process, funds, and strategies.

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Moderate Allocation Strategy Brochure

The Moderate Allocation Strategy seeks to enhance return with increased global stock exposure while providing investors integrated risk management disciplines.

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A sailboat navigates through ocean waves with a sailor onboard. Text includes: 'Our Tactical, Rules Based Investment Discipline,' 'Disciplined Risk Management,' and 'Ocean Park Asset Management.'

Our Investment Process

Learn about Ocean Park Asset Management’s disciplined risk management approach and investment process.

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Firm Overview

An overview of our firm, philosophy, investment process, solutions, and investment team.

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% Invested, Risk-on vs. Risk-off: Conservative Allocation

See risk-on and risk-off investments since the strategy's inception, as well as the percentage allocated to cash, March 2022 - March 2023.

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% Invested, Risk-on vs. Risk-off: Tactical Core Income Fund

See risk-on and risk-off investments since the fund's inception, as well as the percentage allocated to cash.

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ETF Models Profile Page

Ocean Park ETF Models have two objectives, to provide total return and to limit exposure to downside risk.

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Commitment to Allocation Transparency flyer by Ocean Park Asset Management. Provides tools for client service: comprehensive monthly data, intermediate-term snapshot, long-term synopsis. Contact regional sales director for monthly report subscriptions.

Our Commitment to Allocation Transparency

We are committed to providing you with tools that make your life easier as an advisor. Among the many ways we achieve this are through the variety of asset allocation reports that we make available.

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Applications

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Beneficiary Individual Retirement Account (IRA) Custodial Agreement and Disclosure Statement

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Beneficiary ROTH Individual Retirement Account (IRA) Custodial Agreement & Disclosure Statement

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Coverdell Education Savings Account (ESA) Application

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Coverdell Education Savings Account (ESA) Custodial Agreement and Disclosure Statement

Individual Retirement Account (IRA) Custodial Account Adoption Agreement

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Individual Retirement Account (IRA) Custodial Account Agreement and Disclosure Statement

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Individual Retirement Account (IRA) Transfer of Assets Form

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Investor Privacy Policy

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Mutual Fund Account Application & Privacy Notice

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Non-Qualified Transfer of Assets Form

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ROTH Individual Retirement Account (IRA) Custodial Agreement and Disclosure Statement

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SIMPLE Individual Retirement Account (IRA) Custodial Account Adoption Agreement Application

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SIMPLE Individual Retirement Account (IRA) Custodial Account Agreement and Disclosure Statement

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Wrap Fee Program Brochure

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Webcasts & Videos

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Mid-Year (Q2) 2025 Quarterly Webcast

CIO James St. Aubin unpacks key Q2 2025 market trends, while our chief strategist shows how Ocean Park adapted with rules-based strategies.

The Core Fixed Income Challenge: Muting the Sounds of Intellectual Noise

Why fixed income market calls—especially since 2022—have proven to be unreliable, and what potential strategies and solutions advisors may have.

NASDAQ Just for Funds: Managing Risk in Volatile Markets

James St. Aubin, CIO at Ocean Park Asset Management, joined Nasdaq’s Just for Funds to discuss the firm’s distinctive risk-managed investment approach.

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Quarterly Webcast Q1 2025

CIO James St. Aubin unpacks key Q1 2025 market trends, while our chief strategist shows how Ocean Park adapted with rules-based strategies.

FintechTV: Markets see back and forth trading in April amid tariff uncertainty

James St. Aubin, CIO & Portfolio Manager at Ocean Park Asset Management, joins Remy Blaire to take us through the rollercoaster S&P 500 price action and what it says about market sentiment.

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CIO Insights Special Update: April 8, 2025

James St. Aubin discusses recent financial market volatility triggered by President Trump's hawkish tariff announcement.

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TAMPs: The Value of Outsourcing

Director of National Accounts, Tiana Brenneise, speaks about the value of outsourcing.

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NASDAQ Just for Funds: Navigating Market Risks with Ocean Park’s New ETFs

Danielle Retsky from Nasdaq interviews James St. Aubin, the Chief Investment Officer of Ocean Park Asset Management.

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About Us

Since 1989, our founders' rules-based, buy-and-sell disciplines have sought to help investors limit downside risk, grow their wealth, and achieve their investment goals.

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